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Attorney Eccleston Quoted in Financial Advisor IQ Article

Posted on February 28th, 2024 at 3:15 PM
Attorney Eccleston Quoted in Financial Advisor IQ Article

Attorney Jim Eccleston was recently quoted in a Financial Advisor IQ article concerning an ex-Hightower advisor's lawsuit to escape covenants. Read the full article on the Financial Advisor IQ website.

Related Attorneys: James J. Eccleston

Tags: eccleston, eccleston law

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Jim, Stephany and the whole team were a God send.  ÍøÆØ³Ô¹Ï felt like we were put into a situation where we had no advocate. Jim’s team came in with a strong, well laid out strategy on how to get our story heard. Where our outside compliance company had no ability to help, our Broker Dealer was impenitent, and the regulators were aggressive pursuing vague rules, Jim came like a barricade against an assault we did not understand. Though you pay member dues to be affiliated with FINRA and a B/D, you have no voice. The only thing that is truly heard in this un-level playing field is a bulldog’s bark like Jim’s. I would encourage anyone to call Jim and his team to find a real ally in the tough and complicated world of securities regulation. They are truly the best.

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