Tr?id=566623520170033&ev=PageView&noscript=1

ÍøÆØ³Ô¹Ï

Potential Downturn Predicted for RIA Mergers and Acquisitions

Posted on July 26th, 2023 at 9:44 AM
Potential Downturn Predicted for RIA Mergers and Acquisitions

From the Desk of Jim Eccleston at ÍøÆØ³Ô¹Ï.

According to DeVoe & Company's second-quarter RIA Deal Book report, RIA mergers and acquisitions (M&A) are experiencing a decline.

If this trend persists, 2023 could mark the first year of reduced M&A activity in almost a decade. Over the past 18 months, there has been a steady decline in M&A deals, with the number dropping from a peak of 76 in the fourth quarter of 2021 (the highest since the beginning of 2019). In the first half of 2023, there were 120 M&A deals, representing an 11 percent decrease from the 135 deals reported in the first half of 2022.

According to DeVoe's report, buyers and sellers are displaying more caution in the current market. The decline in M&A activity is attributed to macroeconomic factors, including high inflation, persistent high-interest rates, and ongoing uncertainty in the economy and financial markets, which are exerting pressure on the industry.

According to ÍøÆØ³Ô¹ÏalthManagment.com, most acquirers remain optimistic about the near future despite the downturn. Out of the respondents, four out of 10 stated their intention to maintain the current pace of deals over the next six months, while 53 percent planned to increase the number of acquisitions. Conversely, seven percent expressed their intention to reduce the number of acquisitions.

ÍøÆØ³Ô¹Ï LLC represents investors and financial advisors nationwide in securities, employment, transition, regulatory, and disciplinary matters.

Related Attorneys: James J. Eccleston

Tags: Eccleston, ÍøÆØ³Ô¹Ï, RIA mergers, mergers and acquisitions, M&A

Return to Archive

TESTIMONIALS

Previous
Next
Quotes Bigger

I am grateful to have found an outstanding law firm that specializes in securities matters. My lawyers were extremely knowledgeable, diligent, and are skilled litigators. No stone was left upturned. As a result of their experience and tenacity, the arbitration proceeding was dismissed in my favor.

Michael E.

LATEST NEWS AND ARTICLES

1778171646 Law
May 7, 2026
FINRA Bars Former Raymond James Broker for Refusing Testimony in Unauthorized Trading Probe

A former registered representative with Raymond James has been barred from the securities industry after refusing to cooperate with a Financial Industry Regulatory Authority (FINRA) investigation into alleged unauthorized trading activity.

1778084309 Law
May 6, 2026
FINRA Outlines Key Rulemaking Priorities and Recent Developments in Quarterly Agenda

The Financial Industry Regulatory Authority (FINRA) recently released its Quarterly Regulatory Policy Agenda, offering a detailed view of its rulemaking priorities, pending proposals, and recently approved regulatory changes.

1778000603 Law
May 5, 2026
Commonwealth Financial Network Resolves SEC Conflict of Interest Case

Commonwealth Financial Network has agreed to pay $5 million to resolve a long-standing conflict of interest case brought by the Securities and Exchange Commission, according to reporting by ThinkAdvisor.